contoh kalimat financial industry regulatory authority
- While there are several markets making regulatory authorities globally. The focus will be directed on two regulators, namely Financial Industry Regulatory Authority (FINRA) and the Financial Conduct Authority (FCA).
Sementara ada beberapa pasar yang membuat otoritas regulasi secara global. Fokus akan diarahkan pada dua regulator, yaitu Otoritas Pengatur Industri Keuangan (FINRA) dan Otoritas Perilaku Keuangan (FCA). - The Trading and Markets division oversees self-regulatory organizations such as the Financial Industry Regulatory Authority (FINRA) and Municipal Securities Rulemaking Board (MSRB) and all broker-dealer firms and investment houses.
Divisi regulasi pasar bertanggung jawab untuk mengawasi organisasi regulator mandiri (self-regulatory organization) seperti New York Stock Exchange (NYSE), National Association of Securities Dealers (NASD) dan Municipal Securities Rulemaking Board (MSRB) serta seluruh perusahaan pialang dan bank investasi. - The Financial Industry Regulatory Authority (FINRA) is the largest independent regulator for all securities firms doing business in the United States. FINRA’s mission is to protect America’s investors by making sure the securities industry operates fairly and honestly.
Industri Keuangan Regulatory Authority (FINRA) adalah regulator independen terbesar untuk semua perusahaan sekuritas melakukan bisnis di Amerika Serikat. Misi FINRA adalah untuk melindungi investor Amerika dengan memastikan industri sekuritas beroperasi secara adil dan jujur.